Planning a Brokerage Risk Notification Workflow
A step-by-step approach to designing risk notifications that are useful rather than noisy.
1. Define the conditions
List the risk conditions your policy cares about and the thresholds that matter. Fewer, well-chosen conditions are more useful than many.
2. Assign recipients
Decide who receives each notification, including out-of-hours cover.
3. Write the response
For each notification, document what the recipient should check and which actions are permitted.
4. Review regularly
Review which alerts led to action and adjust thresholds to reduce noise.